-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WeS3nxOQb8cV6qNl0CwTsJGStkmUR8lBxIVZt86Ubd0JEfEuHzR+PRGU8xdqYM4X HRF+4/3i+dMtqWRRCWwQUA== 0000019617-02-000218.txt : 20020414 0000019617-02-000218.hdr.sgml : 20020414 ACCESSION NUMBER: 0000019617-02-000218 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20020214 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: J P MORGAN CHASE & CO CENTRAL INDEX KEY: 0000019617 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 132624428 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 270 PARK AVE STREET 2: 39TH FL CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2122706000 MAIL ADDRESS: STREET 1: 270 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: CHEMICAL BANKING CORP DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: CHEMICAL NEW YORK CORP DATE OF NAME CHANGE: 19880508 FORMER COMPANY: FORMER CONFORMED NAME: CHASE MANHATTAN CORP /DE/ DATE OF NAME CHANGE: 19960402 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: DIAMONDCLUSTER INTERNATIONAL INC CENTRAL INDEX KEY: 0000924940 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MANAGEMENT CONSULTING SERVICES [8742] IRS NUMBER: 364069408 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-53119 FILM NUMBER: 02544411 BUSINESS ADDRESS: STREET 1: 875 NORTH MICHIGAN AVE SUITE 3000 CITY: CHICAGO STATE: IL ZIP: 60611 BUSINESS PHONE: 3122555000 MAIL ADDRESS: STREET 1: 875 NORTH MICHIGAN AVE STE 3000 CITY: CHICAGO STATE: IL ZIP: 60611 FORMER COMPANY: FORMER CONFORMED NAME: DIAMOND TECHNOLOGY PARTNERS INC DATE OF NAME CHANGE: 19961212 SC 13G 1 diamond.htm DIAMONDCLUSTER INTERNATIONAL, INC. diamond

 

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549

 

SCHEDULE 13G/A

(Rule 13d-102)

 

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT

TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED

PURSUANT TO RULE 13d-2(b)

 

 

 

DIAMONDCLUSTER INTERNATIONAL, INC.

( NAME OF ISSUER )

 

' CLASS A' COMMON STOCK

(Title of Class of Securities)

 

25278P106

(CUSIP Number)

 

December 31, 2001

(Date of Event Which Requires Filing of this Statement)

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 

 

X Rule 13d-1 (b)

 

 

Rule 13d-1 (c)

 

 

Rule 13d-1 (d)

 

CUSIP No. 25278P106

13G

Page 1 of 4 pages

1.

Names of reporting persons

J.P.Morgan Chase & Co.

 

I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)

13-2624428

 

2.

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a) X

 

 

(b)

3.

SEC USE ONLY

4.

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Delaware

 

NUMBER OF

5.

SOLE VOTING POWER

1,329,567

SHARES

 

 

 

BENEFICIALLY

6.

SHARED VOTING POWER

0

OWNED BY

 

 

 

EACH

7.

SOLE DISPOSITIVE POWER

1,586,607

REPORTING

 

 

 

PERSON WITH

8.

SHARED DISPOSITIVE POWER

7,440

 

9.

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

1,594,047

10.

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES

 

 

CERTAIN SHARES

 

 

11.

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

6.8%

 

12.

TYPE OF REPORTING PERSON*

HC

 

Item 1(a).

Name of Issuer:

 

DIAMONDCLUSTER INTERNATIONAL, INC.

Item 1(b).

Address of Issuer's Principal Executive Offices:

 

875 NORTH MICHIGAN AVENUE

SUITE 3000

CHICAGO, IL 60611

 

 

Item 2(a).

Name of Person Filing:

 

J.P. MORGAN CHASE & CO

Item 2(b).

Address of Principal Business Office or, if None, Residence:

 

270 PARK AVE

 

NEW YORK, NY 10017

Item 2(c).

Citizenship

 

Delaware

Item 2(d).

Title of Class of Securities:

 

COMMON STOCK

 

Unless otherwise noted, security being reported is common stock

Item 2(e).

CUSIP Number:

25278P106

Item 3

If this Statement is Filed Pursuant to Rule 13d-1(b), or 13d-2(b)

 

or (c), Check Whether the Person Filing is a :

 

(a)

 

Broker or dealer registered under Section 15 of the Exchange Act;

 

(b)

 

Bank as defined in Section 3(a)(6) of the Exchange Act;

 

(c)

 

Insurance company as defined in Section 3(a)(19) of the

 

 

 

Exchange Act;

 

(d)

 

Investment company registered under Section 8 of the Investment

 

 

 

Company Act;

 

(e)

 

An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E);

 

(f)

 

An employee benefit plan or endowment fund in accordance with

 

 

 

Rule 13d-1(b)(1)(ii)(F);

 

(g)

X

A parent holding company or control person in accordance with

 

 

 

Rule 13d-1(b)(1)(ii)(G);

 

(h)

 

A savings association as defined in Section 3(b) of the Federal

 

 

 

Deposit Insurance Act;

 

(i)

 

A church plan that is excluded from the definition of an

 

 

 

Investment company under Section 3(c)(14) of the Investment

 

 

 

Company act

 

(j)

 

Group, in accordance with Rule 13d-1(b)(1)(ii)(J).

If this statement is filed pursuant to Rule 13d-1(b), check this box.

X

 

Item 4.

Ownership

 

Provide the following information regarding the aggregate number and

 

Percentage of the class of securities of issuer identified in Item 1.

 

(a)

Amount beneficially owned: 1,594,047

 

 

Including 0 shares where there is a Right to Acquire.

 

(b)

Percent of class: 6.8%

 

(c)

Number of shares as to which such person has:

 

 

(i)

Sole power to vote or to direct the vote

1,329,567

 

 

(ii)

Shared power to vote or to direct the vote

0

 

 

(iii)

Sole power to dispose or to direct the disposition of

1,586,607

 

 

(iv)

Shared power to dispose or to direct the disposition of

7,440

 

Item 5.

Ownership of Five Percent or Less of a Class. Not applicable

If this statement is being filed to report the fact that as of the date

hereof the reporting person has ceased to be the beneficial owner of more

than five percent of the class of securities, check the following.

Item 6.

Ownership of More than Five Percent on Behalf of Another Person.

 J.P. Morgan Chase & Co. is the beneficial owner of 1,594,047 shares of the

Issuer's common stock on behalf of other persons known to have one or more of

The following:

 

The right to receive dividends for such securities;

 

The power to direct the receipt of dividends from such securities;

 

The right to receive the proceeds from the sale of such securities;

 

The right to direct the receipt of proceeds from the sale of such securities;

No such person is known to have an interest in more than 5% of the class of

Securities reported herein unless such person is identified below.

 

Item 7.

Identification and Classification of the Subsidiary Which Acquired the

 

Security being reported on by the Parent Holding Company.

This notice is filed on behalf of J.P. Morgan Chase & Co. and its wholly owned

Subsidiaries, JP Morgan Chase Bank and J.P. Morgan Investment Management, Inc.

Item 8.

Identification and Classification of Members of the Group.

 

Not Applicable

 

Item 9.

Notice of Dissolution of Group.

 

Not Applicable

 

Item 10.

Certifications

 

By signing below I certify that, to the best of my knowledge and belief,

the securities referred to above were not acquired and are not held for the

purpose of or with the effect of changing or influencing the control of the

issuer of the securities and were not acquired and are not held in connection

with or as a participant in any transaction having that purpose or effect.

 

 

 

 

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I

certify that the information set forth in this statement is true, complete and correct.

Dated: February 13, 2002

J.P. Morgan Chase & Co.

 

By: /s/ Margaret R. Rubin

 

--------------------------------------

 

Margaret R. Rubin

 

Corporate Compliance

 

 

 

 

The original statement shall be signed by each person on whose behalf the statement

is filed or his authorized representative. If the statement is signed on behalf of

a person by his authorized representative (other than an executive officer or general

partner of the filing person), evidence of the representative's authority to sign on

behalf of such person shall be filed with the statement, provided, however, that a

power of attorney for this purpose which is already on file with the commission may

be incorporated by reference. The name and any title of each person who signs the

the statement shall be typed or printed beneath his signature.

 

 

 

 

 

 

 

 

 

 

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